Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Evan Sarow is a financial advisor with U.S. Bancorp Investments, Inc. James has been in the financial services industry since May 2000. James is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). James is licensed to provide investment advice in Wisconsin and Texas. James holds Series 6, 7, 63, and 65 licenses, and has passed the Securities Industry Essentials (SIE) exam. James also has a history of working at M&I Financial Advisors, Inc and BMO Harris Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
WI
01/04/2017 - Present
U.s. Bancorp Investments, Inc. (Mequon WI)
WI
08/01/2012 - 01/04/2017
BMO HARRIS FINANCIAL ADVISORS, INC. (MILWAUKEE WI)
WI
08/02/2001 - 08/01/2012
M&I FINANCIAL ADVISORS, INC (WEST ALLIS WI)
WI
05/01/2000 - 01/22/2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
05/01/2000 - 11/02/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 11/15/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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