Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cummings is a financial advisor with MML Investors Services, LLC and has been in the industry since 1990. Cummings holds both Series 6 and Series 63 licenses, allowing him to offer a wide range of investment products and services. Cummings has previously worked with FSC Securities Corporation and ING Financial Partners, Inc. He currently works from the Huntington, WV office of MML Investors Services, LLC. Cummings is registered in Florida, Kentucky, North Carolina, Ohio, South Carolina, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
WV
12/11/2024 - Present
MML Investors Services, LLC (Huntington WV)
WV
01/03/2008 - 03/01/2013
FSC SECURITIES CORPORATION (HUNNINGTON WV)
WV
01/03/2005 - 01/04/2008
ING FINANCIAL PARTNERS, INC. (HUNTINGTON WV)
MA
01/01/1990 - 12/31/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 12/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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