Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Eugene Wohlford is a financial advisor at Raymond James & Associates, Inc. in Visalia, CA. James has been in the financial industry for over 35 years and has a wide range of experience in securities, investments and financial planning. James Wohlford's primary focus is working with individuals, families, and businesses. James Wohlford's experience spans a variety of organizations including Stifel, Nicolaus & Company, Incorporated, Wachovia Securities, LLC and A. G. Edwards & Sons, Inc.. James Wohlford is committed to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/07/2022 - Present
Raymond James & Associates, Inc. (Visalia CA)
CA
12/04/2008 - 02/04/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (VISALIA CA)
CA
01/01/2008 - 12/12/2008
WACHOVIA SECURITIES, LLC (VISALIA CA)
CA
01/11/1991 - 01/03/2008
A. G. EDWARDS & SONS, INC. (VISALIA CA)
NY
05/14/1988 - 01/25/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/25/1987 - 05/14/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 03/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/28/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1987
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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