Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Eugene Vinick is a financial advisor with Moors & Cabot, Inc. James has been working in the financial industry since 1972, serving clients in Springfield, MA and across the country. James has a wide range of experience and qualifications including a Series 7, Series 63 and Series 40 license, along with a variety of other designations and certifications. James specializes in providing a wide range of financial services including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
01/09/2006 - Present
Moors & Cabot, Inc. (SPRINGFIELD MA)
CT
08/08/1991 - 12/13/2005
ADVEST, INC. (HARTFORD CT)
NY
11/01/1983 - 05/09/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
11/22/1977 - 11/30/1983
SHEARSON/AMERICAN EXPRESS INC.
NA
11/17/1976 - 11/22/1977
SHEARSON HAYDEN STONE INC.
NA
11/08/1974 - 11/17/1976
SHEARSON HAYDEN STONE INC.
NA
06/26/1974 - 11/08/1974
HAYDEN STONE INC.
NA
02/16/1972 - 09/27/1974
SHEARSON, HAMMILL & CO., INCORPORATED
BC
Issued 07/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/1976
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/10/1977
PC - AMEX Put and Call Exam
BC
Issued 02/14/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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