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James Eugene Nyhof

MMA Securities LLC

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About James Eugene Nyhof

James Eugene Nyhof is a financial professional with over 30 years of experience in the industry. James is currently registered with MMA Securities LLC in Fargo, North Dakota. James has previously held positions with PROEQUITIES, INC., NATIONAL PLANNING CORPORATION, INTERSECURITIES, INC., C.R.I. SECURITIES, INC., SECURIAN FINANCIAL SERVICES, INC., EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES.

Firm Information

James Nyhof is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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James Nyhof’s Registration & Firm History

ND

03/01/2016 - Present

MMA Securities LLC (Fargo ND)

ND

09/30/2011 - 03/24/2016

PROEQUITIES, INC. (FARGO ND)

ND

09/22/2004 - 09/30/2011

NATIONAL PLANNING CORPORATION (FARGO ND)

FL

10/29/2003 - 09/28/2004

INTERSECURITIES, INC. (ST. PETERSBURG FL)

MN

11/24/1993 - 11/06/2003

C.R.I. SECURITIES, INC. (ST. PAUL MN)

MN

08/03/1990 - 11/06/2003

SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)

NY

07/19/1989 - 07/27/1990

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

07/19/1989 - 07/27/1990

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/27/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Eugene Nyhof.
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