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James Eugene Long

Neuberger Berman BD LLC

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About James Eugene Long

James Eugene Long is a financial advisor with over 11 years of experience in the industry. James is currently registered with Neuberger Berman BD LLC and has been with the firm since February 2019. Prior to joining Neuberger Berman, James worked at Northern Trust Securities, Inc. and Columbia Management Investment Distributors, Inc. James is licensed to provide investment advice in Illinois and New York.

Firm Information

James Long is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Long’s Registration & Firm History

IL

03/22/2021 - Present

Neuberger Berman BD LLC (CHICAGO IL)

IL

05/16/2013 - 02/11/2019

NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)

MA

01/09/2008 - 04/16/2013

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)

NY

10/19/2007 - 11/19/2007

NEEDHAM & COMPANY, LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/01/2019

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 11/19/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/31/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/17/2019

Series 31 - Futures Managed Funds Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Eugene Long.
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