Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Eugene Carl is a financial advisor registered with Foreside Fund Services, LLC. James has been in the industry since 2003 and has passed both the Series 7 and Series 66 examinations. James is registered in all 51 states and is active in both the Broker-Dealer and Investment Advisor space. James's past experience includes working with Cambridge Investment Research, Inc., FolioFN Investments, Inc., and Lockwood Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
09/18/2009 - Present
Foreside Fund Services, LLC (BETHESDA MD)
VA
11/01/2007 - 10/02/2008
SPIRE SECURITIES, LLC (MCLEAN VA)
VA
10/14/2005 - 11/02/2007
CAMBRIDGE INVESTMENT RESEARCH, INC. (MCLEAN VA)
VA
06/21/2000 - 10/23/2002
FOLIOFN INVESTMENTS, INC. (MCLEAN VA)
PA
11/09/1999 - 06/27/2000
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
BOTH
Issued 05/02/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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