Unclaimed
James Hendries is a financial advisor at LPL Financial LLC. James has been in the financial services industry since 1994. James holds Series 7, Series 24, and Series 63 licenses. James has been registered with LPL Financial LLC since 1999. James specializes in financial planning, investment advisory services, and portfolio management for individuals and businesses. James has experience working with a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and pension plans. James has also worked with clients in a variety of states, including California, Texas, Florida, Nevada, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/31/2010 - Present
LPL Financial LLC (HUNTINGTON BEACH CA)
CA
01/30/1997 - 07/01/1999
GORE-HORVATH, INC. (HUNTINGTON BEACH CA)
NA
10/19/1995 - 01/23/1997
PACIFIC COAST FINANCIAL SECURITIES, INC.
NA
04/12/1994 - 07/20/1995
PACIFIC COAST FINANCIAL SECURITIES, INC.
BC
Issued 05/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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