Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Erskine Ashbee is a registered investment advisor representative with Kestra Private Wealth Services, LLC. James has over 40 years of experience in the financial services industry. James is currently registered in 16 states, including Alabama, California, Florida, and Texas. James's areas of expertise include financial planning, portfolio management for businesses and individuals, and pension consulting. He has a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/18/2024 - Present
Kestra Private Wealth Services, LLC (AUSTIN TX)
AL
05/31/2012 - 07/22/2024
WELLS FARGO CLEARING SERVICES, LLC (MOBILE AL)
AL
06/01/2009 - 06/21/2012
MORGAN STANLEY SMITH BARNEY (MOBILE AL)
AL
05/23/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MOBILE AL)
NY
08/22/1984 - 05/25/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/16/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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