Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Errigo Hoff is a registered representative at Merrill Lynch, Pierce, Fenner & Smith Inc., where James Errigo Hoff has been employed since September 2022. Before joining Merrill Lynch, Pierce, Fenner & Smith Inc., James Errigo Hoff was employed at Morgan Stanley. James Errigo Hoff holds the Series 66, Series 7TO, and SIE licenses. James Errigo Hoff is also registered in Colorado, Delaware, District of Columbia, Florida, Georgia, Maryland, New Jersey, New York, Pennsylvania, South Carolina, Texas, and Virginia. James Errigo Hoff has been in the securities industry since February 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/13/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MOUNT LAUREL NJ)
NJ
02/11/2019 - 10/06/2022
MORGAN STANLEY (Mount Laurel NJ)
BOTH
Issued 03/15/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/14/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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