Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ernesto Leary is a financial advisor at PFS Investments Inc. with over 25 years of experience in the industry. James is licensed to sell securities in several states and has a Series 6, 26, and 63 license. James holds the Series 63 license and is registered in California, Colorado, Idaho, Montana, Nevada, Texas and Utah. James specializes in providing portfolio management services for individuals. PFS Investments Inc. has over 3,500 licensed agents and advisors nationwide.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
UT
09/05/1995 - Present
PFS Investments Inc. (SALT LAKE CITY UT)
BC
Issued 09/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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