Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joly is an investment advisor representative with over 30 years of experience in the financial services industry. James has a background in providing financial advice to a wide range of clients, including high-net-worth individuals, families, trusts, and retirement plans. James is currently registered with Park Avenue Securities LLC. Before joining Park Avenue Securities LLC James was with Cantella & Co., Inc. and Voya Financial Advisors, Inc. James is committed to providing his clients with personalized financial guidance, investment strategies, and retirement planning solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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RI
11/27/2024 - Present
Park Avenue Securities LLC (EAST GREENWICH RI)
RI
07/28/2018 - 12/09/2022
CANTELLA & CO., INC. (East Greenwich RI)
RI
08/30/2017 - 07/17/2018
VOYA FINANCIAL ADVISORS, INC. (East Greenwich RI)
RI
06/02/2017 - 06/30/2017
MORGAN STANLEY (NEWPORT RI)
RI
07/24/1996 - 06/12/2017
LPL FINANCIAL LLC (EAST GREENWICH RI)
NJ
11/15/1991 - 07/26/1996
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 10/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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