Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ernest Driskell is a financial advisor with over 40 years of experience in the industry. James is currently registered with LPL Financial LLC and has been with the firm since February 2023. James has a broad range of experience in the financial services industry, having previously worked with Securities America, Inc., Investcorp, Inc., Next Financial Group, Inc., Royal Alliance Associates, Inc., Integrated Resources Equity Corporation, Equity Services, Inc., and NML Equity Services, Inc. James has earned the Chartered Financial Consultant designation. James provides a range of services to individual and corporate clients including financial planning, portfolio management, and consulting services. James holds licenses in Alabama and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
02/06/2023 - Present
LPL Financial LLC (BIRMINGHAM AL)
AL
07/17/2020 - 02/03/2023
SECURITIES AMERICA, INC. (BIRMINGHAM AL)
AL
02/04/2013 - 07/17/2020
INVESTACORP, INC. (BIRMINGHAM AL)
AL
08/25/2005 - 02/05/2013
NEXT FINANCIAL GROUP, INC. (BIRMINGHAM AL)
AZ
11/19/1989 - 08/17/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
09/26/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
08/02/1986 - 09/27/1988
EQUITY SERVICES, INC.
NA
06/07/1982 - 09/04/1986
NML EQUITY SERVICES, INC.
BC
Issued 08/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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