Unclaimed
James Ernest Dickerson is a financial professional with over 10 years of experience in the financial services industry. Currently, James is registered with Allstate Financial Services, LLC. Previously, James was employed by ROYAL ALLIANCE ASSOCIATES, INC. and N.I.S. FINANCIAL SERVICES, INC. James is licensed to provide securities related services in Alabama, Louisiana, Mississippi, Texas, and Virginia. James holds the Series 6, SIE, and Series 63 licenses. James is a valuable resource for individuals and families seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
LA
12/14/2018 - Present
Allstate Financial Services, LLC (Gonzales LA)
LA
04/04/2017 - 12/20/2018
ROYAL ALLIANCE ASSOCIATES, INC. (LAFAYETTE LA)
MO
12/09/2011 - 03/23/2017
N.I.S. FINANCIAL SERVICES, INC. (KANSAS CITY MO)
BC
Issued 09/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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