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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Szwerc is a financial advisor with Fidelity Personal And Workplace Advisors. James has been in the financial services industry for 6 years. James holds Series 6, 7, and 63 securities licenses as well as the SIE exam. James is registered with the state of New Jersey as both a broker and an investment advisor. James provides financial planning, educational seminars, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
07/27/2021 - Present
Fidelity Personal AND Workplace Advisors (MERRIMACK NH)
NJ
07/29/2019 - 12/31/2020
CITIZENS SECURITIES, INC. (CHERRY HILL NJ)
NJ
09/13/2017 - 07/02/2019
MORGAN STANLEY (MT. LAUREL NJ)
NJ
09/25/2015 - 05/23/2017
PURSHE KAPLAN STERLING INVESTMENTS (Iselin NJ)
IA
Issued 03/01/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/25/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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