Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Eric Prince is a financial professional with Northwestern Mutual Investment Services, LLC, registered in 21 states and the District of Columbia. James has been in the industry since December 2020 and is licensed to sell investment company products and variable contracts. James's clients are primarily high-net-worth individuals and corporations. James provides investment research, referrals to other advisors, and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
12/07/2020 - Present
Northwestern Mutual Investment Services, LLC (RICHMOND VA)
BC
Issued 03/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure James Prince is the right advisor for you? Invested Better is here to help.
