Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Eric Maxwell is a financial advisor with over 20 years of experience in the financial services industry. James is currently registered with Creative Planning and Maxwell Wealth in California, New York, and Texas. James previously worked for Raymond James Financial Services, Inc., Morgan Stanley, and other prominent firms. James has a wide range of experience working with clients including individuals, high-net-worth individuals, corporations, and institutions. James is committed to providing his clients with personalized financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
02/17/2025 - Present
Creative Planning (Pleasanton CA)
CA
05/01/2015 - 12/31/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (PLEASANTON CA)
CA
06/01/2009 - 05/15/2015
MORGAN STANLEY (Pleasanton CA)
CA
06/15/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PLEASANTON CA)
CA
07/12/1999 - 06/19/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (PLEASANTON CA)
CA
03/17/1995 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
11/23/1993 - 03/22/1995
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
11/21/1989 - 12/31/1991
AMERICAN INVESTORS COMPANY (SAN RAMON CA)
NA
05/26/1987 - 06/17/1988
MUNICICORP OF CALIFORNIA
NA
11/18/1986 - 06/23/1987
CONSOLIDATED FINANCIAL SERVICES, INC.
IA
Issued 12/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/21/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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