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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Eric Konuk is a financial advisor with over 30 years of experience in the industry. James has been with LPL Financial LLC since 2005 and has held various roles, including a General Securities Principal. James has a wide range of experience in providing financial advice and investment management services to individuals, families, and businesses. James holds both a Series 63 and Series 65 license, as well as a Series 7 and a Series 24. James is also registered with the state of Florida. James is committed to providing clients with personalized financial advice and investment management services tailored to their specific needs and goals. James has a strong track record of success and a deep understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MT
06/28/2017 - Present
LPL Financial LLC (VICTOR MT)
NY
07/24/1998 - 03/24/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
06/03/1994 - 07/20/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/01/1986 - 06/29/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/23/1985 - 05/21/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 05/26/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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