Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Inman is an investment professional with over 20 years of experience in the financial services industry. James is a registered representative and investment advisor representative. James holds a Series 7, Series 63, Series 65, Series 24 and Series 53 license. James has been affiliated with Charles Schwab & Co., Inc. since July 2021, where James specializes in financial planning and portfolio management for individuals and families. Prior to that, James held various positions at other firms including SWBC Investment Services, LLC., Ameriprise Financial Services, Inc., Investment Professionals, Inc., Further Lane Securities, L.P., Capital Guardian, LLC, Securevest Financial Group, Advisors Asset Management, Inc. and USAA Investment Management Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
07/22/2021 - Present
Charles Schwab & CO., Inc. (HELOTES TX)
TX
05/21/2019 - 07/06/2021
SWBC INVESTMENT SERVICES, LLC (SAN ANTONIO TX)
TX
09/11/2018 - 01/10/2019
AMERIPRISE FINANCIAL SERVICES, INC. (San Antonio TX)
TX
01/18/2012 - 09/11/2018
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
NY
10/19/2011 - 01/11/2012
FURTHER LANE SECURITIES, L.P. (NEW YORK NY)
TX
04/04/2011 - 10/19/2011
CAPITAL GUARDIAN, LLC (BOERNE TX)
TX
08/09/2010 - 04/25/2011
SECUREVEST FINANCIAL GROUP (SAN ANTONIO TX)
TX
02/26/2007 - 08/10/2010
ADVISORS ASSET MANAGEMENT, INC. (BOERNE TX)
TX
11/03/1999 - 03/05/2007
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
IA
Issued 08/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/14/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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