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James Eric Inman

Charles Schwab & CO., Inc.

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About James Eric Inman

James Eric Inman is an Investment Advisor Representative with Charles Schwab & Co., Inc. based in Westlake, TX. James has been in the financial industry since April 1, 2000. Prior to joining Charles Schwab & Co., Inc., James worked for SWBC Investment Services, LLC and Ameriprise Financial Services, Inc., among others. James holds Series 7, 24, 52, 53, 63 and 65 licenses. He is registered to provide investment advice in Texas and 40 other states.

Firm Information

James Inman is currently registered with Charles Schwab & CO., Inc.. CHARLES SCHWAB & CO., INC. is a corporation formed in April 1971 and headquartered in San Francisco, California. They offer financial planning, wrap fee programs, and select other advisors. They operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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James Inman’s Registration & Firm History

TX

07/22/2021 - Present

Charles Schwab & CO., Inc. (HELOTES TX)

TX

05/21/2019 - 07/06/2021

SWBC INVESTMENT SERVICES, LLC (SAN ANTONIO TX)

TX

09/11/2018 - 01/10/2019

AMERIPRISE FINANCIAL SERVICES, INC. (San Antonio TX)

TX

01/18/2012 - 09/11/2018

INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)

NY

10/19/2011 - 01/11/2012

FURTHER LANE SECURITIES, L.P. (NEW YORK NY)

TX

04/04/2011 - 10/19/2011

CAPITAL GUARDIAN, LLC (BOERNE TX)

TX

08/09/2010 - 04/25/2011

SECUREVEST FINANCIAL GROUP (SAN ANTONIO TX)

TX

02/26/2007 - 08/10/2010

ADVISORS ASSET MANAGEMENT, INC. (BOERNE TX)

TX

11/03/1999 - 03/05/2007

USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)

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Licenses & Designations

IA

Issued 8/26/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/9/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 2/19/2016

Series 53 - Municipal Securities Principal Examination

BC

Issued 1/14/2015

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/1/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Eric Inman.
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