Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Friedman is a financial professional with over 25 years of experience in the industry. James is currently registered with Susquehanna Financial Group, Lllp and is a Series 7, Series 63, Series 87 and SIE licensed professional. James has previously held positions at Soleil Securities Corporation, Fulcrum Global Partners LLC, Goldman, Sachs & Co. and Prudential Securities Incorporated. James is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/27/2006 - Present
Susquehanna Financial Group, Lllp (NEW YORK NY)
NY
12/20/2005 - 04/10/2006
SOLEIL SECURITIES CORPORATION (NEW YORK NY)
NY
08/20/2001 - 12/13/2005
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
NY
01/26/1999 - 07/27/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
07/23/1996 - 01/14/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 08/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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