Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Altieri is a financial advisor with over 30 years of experience in the industry. James has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated since 2011 and holds Series 7, 9, 63 and 66 licenses. James specializes in providing financial advice to individuals, businesses, and institutions. James has worked for various firms including Brown & Company Securities Corporation, MONY Securities Corp., The Mutual Life Insurance Company of New York, and Liberty Securities Corporation. James has extensive experience in investment management, financial planning, and retirement planning. James is committed to helping clients achieve their financial goals and provides personalized financial advice tailored to individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/11/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
08/16/2011 - 04/19/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEWELL NJ)
NJ
04/15/1994 - 08/11/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MT. LAUREL NJ)
NY
02/27/1992 - 02/09/1993
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MA
06/07/1991 - 07/23/1991
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
NY
02/28/1990 - 07/11/1991
MONY SECURITIES CORP. (NEW YORK NY)
NY
02/28/1990 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
MA
01/20/1988 - 08/02/1988
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
BOTH
Issued 9/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/21/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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