Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames English is a financial advisor with over 46 years of experience in the industry. James is currently registered with LPL Financial LLC and is licensed to conduct business in 32 states. James has previously worked with JANNEY MONTGOMERY SCOTT LLC, RBC DAIN RAUSCHER INC., TUCKER ANTHONY INCORPORATED, PAINE, WEBBER, JACKSON & CURTIS INC., and WHITE, WELD & CO. INCORPORATED. James's areas of specialization include portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/01/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
CT
08/30/2002 - 05/09/2024
JANNEY MONTGOMERY SCOTT LLC (NEW HAVEN CT)
NY
03/09/2002 - 09/12/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
02/22/1982 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
01/31/1980 - 03/10/1982
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
01/02/1980 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
07/20/1978 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
07/01/1977 - 08/13/1978
WHITE, WELD & CO. INCORPORATED
BC
Issued 09/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/03/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1978
PC - AMEX Put and Call Exam
BC
Issued 06/18/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James English is the right advisor for you? Invested Better is here to help.
