Unclaimed
James Emmett Barnes is a registered representative with Fidelity Brokerage Services LLC. James is registered with the Securities Industry and Financial Markets Association (FINRA) and with each state. James has been in the securities industry since September 6, 2023. James is located in Covington, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
09/06/2023 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 10/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/25/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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