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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Emery Schutz is a financial advisor with Cetera Investment Advisers LLC. James has been working in the financial industry since 1981. He has a broad range of experience, having worked with firms including UBS Financial Services Inc., Piper Jaffray Inc., and Robert W. Baird & Co. Incorporated. James is registered with the state of Wisconsin as both a broker-dealer and an investment advisor. He is also a registered principal with FINRA. James has a passion for helping individuals and families achieve their financial goals. He offers a variety of financial services, including financial planning, portfolio management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
06/29/2023 - Present
Cetera Investment Advisers LLC (MADISON WI)
WI
05/25/2006 - 04/05/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MADISON WI)
NJ
07/23/1999 - 06/15/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MN
09/29/1989 - 07/27/1999
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
WI
08/23/1985 - 12/12/1989
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
04/05/1983 - 09/07/1985
E. F. HUTTON & COMPANY INC
NA
04/13/1981 - 05/02/1983
THE MILWAUKEE COMPANY
BOTH
Issued 09/24/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/21/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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