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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kaercher is a financial advisor with over 25 years of experience. James is currently registered with OSAIC WEALTH, INC. and is licensed to provide investment advice in Florida and Texas. James is also a Registered Representative with FINRA and is a member of the Securities Industry and Financial Markets Association (SIFMA). James specializes in providing financial planning, investment management, and retirement planning services. James has a strong commitment to helping clients achieve their financial goals. Before joining OSAIC WEALTH, INC., James was with SIGNATOR INVESTORS, INC., where James held the position of Financial Advisor. Previously James was with TRANSAMERICA FINANCIAL ADVISORS, INC. James has been in the securities industry since September 1997. James is a graduate of the University of Miami and is a Certified Financial Planner (CFP).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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FL
07/31/2019 - Present
Osaic Wealth, Inc. (SOUTH MIAMI FL)
FL
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (SOUTH MIAMI FL)
FL
09/23/1997 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (SOUTH MIAMI FL)
BC
Issued 8/4/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/9/2001
Series 7 - General Securities Representative Examination
BC
Issued 9/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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