Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Herzog is a financial advisor with over 30 years of experience in the industry. James currently works for J. W. Cole Advisors, Inc. based in Tampa, Florida. James has experience working with a wide range of clients, including high-net-worth individuals, corporations, charitable organizations, and pension plans. James provides a variety of financial services including financial planning, portfolio management, and educational seminars. James is also a registered representative with FINRA and is licensed to sell securities in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
12/06/2017 - Present
J. W. Cole Advisors, Inc. (TAMPA FL)
FL
03/07/2017 - 11/30/2017
SECURIAN FINANCIAL SERVICES, INC. (Melbourne FL)
FL
12/03/2010 - 03/03/2017
CADARET, GRANT & CO., INC. (MELBOURNE FL)
FL
11/18/2009 - 12/08/2010
NEXT FINANCIAL GROUP, INC. (MELBOURNE FL)
FL
09/08/2009 - 12/01/2009
LPL FINANCIAL CORPORATION (MELBOURNE FL)
FL
12/01/2006 - 09/08/2009
MUTUAL SERVICE CORPORATION (MELBOURNE FL)
FL
11/19/2002 - 12/08/2006
SII INVESTMENTS, INC. (MELBOURNE FL)
NY
10/10/1989 - 11/19/2002
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NA
04/09/1983 - 10/21/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
03/16/1982 - 04/28/1983
CIGNA SECURITIES, INC.
BOTH
Issued 10/03/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
BC
Issued 03/29/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/09/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Herzog is the right advisor for you? Invested Better is here to help.
