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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ellsworth Layden is a financial advisor with over 40 years of experience in the industry. James is currently registered with D.a. Davidson & Co., a large firm with offices across the United States, and specializes in providing a wide range of financial services to individuals and businesses. Prior to joining D.a. Davidson & Co., James worked at Deutsche Bank Securities Inc. and UBS Financial Services Inc. James is also a registered investment advisor and holds several industry certifications, including the Series 7, Series 3, Series 5, Series 10, Series 15, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
04/13/2020 - Present
D.a. Davidson & Co. (Bay Head NJ)
CA
08/04/2010 - 10/08/2015
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
IN
09/29/1986 - 08/13/2010
UBS FINANCIAL SERVICES INC. (FT WAYNE IN)
NA
02/01/1989 - 12/09/1991
GEODYNE SECURITIES, INC.
NA
11/03/1982 - 10/08/1986
COWEN & CO.
NA
04/01/1982 - 11/09/1982
TUCKER, ANTHONY & R. L. DAY, INC.
NA
11/03/1981 - 03/22/1982
PAINE, WEBBER, JACKSON & CURTIS INC.
IA
Issued 10/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/10/1990
Series 24 - General Securities Principal Examination
BC
Issued 04/30/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1991
Series 15 - Foreign Currency Options Examination
BC
Issued 10/14/1982
Series 3 - National Commodity Futures Examination
BC
Issued 10/30/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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