Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ellis Day is a financial advisor with over 25 years of experience in the financial services industry. James is currently registered with Hightower Advisors, LLC and has been with the firm since June 2016. Previously, James was a financial advisor at Morgan Stanley for over seven years, and prior to that he was registered with Citigroup Global Markets Inc., Wachovia Securities, LLC, SouthTrust Securities, LLC, Compass Brokerage, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James is a Series 7, Series 63, and Series 65 licensed professional. James has a broad range of experience and specializes in advising high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
06/24/2016 - Present
Hightower Advisors, LLC (CHICAGO IL)
AL
06/01/2009 - 07/20/2016
MORGAN STANLEY (HUNTSVILLE AL)
AL
04/30/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HUNTSVILLE AL)
AL
04/23/2005 - 05/04/2009
WACHOVIA SECURITIES, LLC (ATTALLA AL)
AL
05/30/2001 - 04/23/2005
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
AL
06/05/2000 - 05/30/2001
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
NY
07/06/1995 - 06/07/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Day is the right advisor for you? Invested Better is here to help.
