Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Grove is a financial advisor with Ameriprise Financial Services, LLC. James has been in the industry since 1997 and has a Series 6, 7, and 66 licenses. James Grove also holds a Series SIE license and has a state exam category of Series 66. James Grove has 10 approved state registrations. James Grove is registered in Alabama, Colorado, Florida, Georgia, Kentucky, Louisiana, Massachusetts, Mississippi, Oklahoma, and Pennsylvania. James Grove has experience with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Legg Mason Wood Walker, Incorporated, and Slavic Investment Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MS
01/01/2012 - Present
Ameriprise Financial Services, LLC (Flowood MS)
MS
06/01/2009 - 12/12/2011
MORGAN STANLEY SMITH BARNEY (RIDGELAND MS)
MS
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIDGELAND MS)
MS
11/11/2005 - 04/02/2007
MORGAN STANLEY DW INC. (RIDGELAND MS)
MD
09/04/2001 - 11/17/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
FL
07/29/1997 - 08/06/2001
SLAVIC INVESTMENT CORPORATION (BOCA RATON FL)
BOTH
Issued 12/04/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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