Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Elliot Feit is a financial advisor with over 40 years of experience. James has been registered with Raymond James & Associates, Inc. since 1989 and has worked in the financial services industry since 1971. James is a Series 7, Series 24, Series 4, and Series 63 licensed professional. James specializes in Portfolio Management for Businesses and Individuals, as well as Financial Planning. James is also a Registered Options Principal. James is active in the state of Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/10/2006 - Present
Raymond James & Associates, Inc. (Hallandale Beach FL)
NY
11/12/1999 - 12/07/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
FL
03/27/1989 - 11/18/1999
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NA
10/22/1985 - 04/04/1989
JOSEPHTHAL & CO., INCORPORATED
NA
02/29/1984 - 10/21/1985
E. F. HUTTON & COMPANY INC
NA
05/14/1981 - 02/16/1984
DREXEL BURNHAM LAMBERT INCORPORATED
NA
11/26/1979 - 06/08/1981
SHEARSON LOEB RHOADES INC.
NA
09/18/1979 - 11/26/1979
LOEB PARTNERS
NA
09/22/1971 - 02/09/1973
N. F. JAMES & CO., INC.
BC
Issued 07/22/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/01/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/09/1971
Series 00 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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