Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Elder is an experienced financial advisor with over 20 years of experience in the industry. James currently works with Cambridge Investment Research Advisors, Inc. James has previously held positions at firms such as Triad Advisors, BB&T Securities, LPL Financial, and Workman Securities Corporation. James is registered to offer investment advisory services in Georgia and Texas. He also holds a Series 6, Series 63, Series 65, and SIE license. James offers a range of financial services, including financial planning, portfolio management, and retirement planning. He has a broad experience working with a diverse clientele including high-net-worth individuals, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
GA
09/01/2022 - Present
Cambridge Investment Research Advisors, Inc. (Atlanta GA)
GA
07/20/2018 - 09/01/2022
TRIAD ADVISORS LLC (Atlanta GA)
VA
01/06/2016 - 08/01/2018
BB&T SECURITIES, LLC (RICHMOND VA)
GA
09/15/2014 - 12/31/2015
LPL FINANCIAL LLC (ATLANTA GA)
GA
10/03/2011 - 09/16/2014
FINANCIAL TELESIS INC (ATLANTA GA)
GA
12/13/2005 - 09/30/2011
WORKMAN SECURITIES CORPORATION (ATLANTA GA)
GA
11/30/2005 - 12/21/2005
FSC SECURITIES CORPORATION (ALPHARETTA GA)
LA
02/16/2004 - 11/30/2005
PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)
MA
08/29/2000 - 03/15/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/29/2000 - 03/15/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 05/02/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Elder is the right advisor for you? Invested Better is here to help.
