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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Summers is a financial advisor with Raymond James & Associates, Inc. based in Fayetteville, Arkansas. James has been in the financial industry since March 17, 1997. James holds a Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. James also holds the Certified Financial Planner designation. James's prior experience includes time at Arvest Wealth Management and Raymond James Financial Services, Inc. James provides portfolio management services for individuals and businesses, as well as financial planning. James is registered to provide investment advice in 33 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
05/01/2019 - Present
Raymond James & Associates, Inc. (Fayetteville AR)
AR
04/03/2006 - 04/24/2019
ARVEST WEALTH MANAGEMENT (FAYETTEVILLE AR)
AR
11/26/2002 - 04/04/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (FAYETTEVILLE AR)
AR
02/15/2006 - 03/08/2006
ARVEST ASSET MANAGEMENT (FAYETTEVILLE AR)
AR
03/18/1997 - 11/26/2002
ARVEST ASSET MANAGEMENT (ROGERS AR)
IA
Issued 05/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/02/1991
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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