Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Owens is a financial advisor with Ameriprise Financial Services, LLC. James has been in the financial services industry since May 2006 and is registered in Connecticut and Rhode Island. James has a wide range of experience working with clients, including individuals, families, businesses, and trusts. James is committed to providing personalized financial advice and strategies to help clients achieve their financial goals. James is a Registered Representative and an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
02/10/2017 - Present
Ameriprise Financial Services, LLC (Greenwich CT)
CT
10/15/2009 - 01/21/2015
EURO PACIFIC CAPITAL, INC. (WESTPORT CT)
CT
04/10/2006 - 10/12/2009
AMERIPRISE FINANCIAL SERVICES, INC. (NEW HAVEN CT)
BOTH
Issued 05/04/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2007
Series 4 - Registered Options Principal Examination
BC
Issued 03/16/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/02/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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