Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edwin Minogue is a securities professional with over 3 years of experience in the financial industry. He is currently registered with Apollo Global Securities, LLC in New York. Previously, James Minogue was affiliated with CONNING INVESTMENT PRODUCTS, INC. in New York. James Minogue holds the Series 63, Series 24, Series 7TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/07/2024 - Present
Apollo Global Securities, LLC (New York NY)
NY
07/10/2020 - 01/25/2024
CONNING INVESTMENT PRODUCTS, INC. (New York NY)
BC
Issued 11/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2021
Series 24 - General Securities Principal Examination
BC
Issued 07/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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