Unclaimed
James Edwin Clark is a financial advisor at PNC Investments. James has been in the financial industry for over 30 years and is registered to provide investment advice in 16 states. James has experience working with a wide range of clients, including individuals, corporations, charitable organizations, and pension plans. James is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
DC
08/16/2016 - Present
PNC Investments (WASHINGTON DC)
SC
11/19/2003 - 05/24/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
DC
01/04/1999 - 11/19/2003
RIGGS SECURITIES INC. (WASHINGTON DC)
CA
12/01/1995 - 01/14/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
02/08/1993 - 12/17/1995
INDEPENDENT FINANCIAL SECURITIES, INC.
MO
05/07/1992 - 10/29/1992
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
MA
05/09/1991 - 05/19/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
05/09/1991 - 05/19/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MN
03/12/1990 - 05/20/1991
AMEV INVESTORS, INC. (OAKDALE MN)
IA
Issued 06/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/06/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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