Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Wolf is a financial advisor with over 25 years of experience in the industry. James has a Series 7, Series 63 and SIE licenses and is registered to provide investment advice in Colorado, Minnesota and Wisconsin. James is currently affiliated with LPL Financial LLC, a large, national financial services company. James has previously worked for a number of other financial institutions, including Ameriprise Financial Services, Inc., IDS Life Insurance Company and American Express Financial Advisors Inc. James has extensive experience in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. James specializes in providing financial planning, investment management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WI
05/17/2010 - Present
LPL Financial LLC (NEW RICHMOND WI)
WI
06/03/2003 - 07/17/2009
AMERIPRISE FINANCIAL SERVICES, INC. (RIVER FALLS WI)
MN
06/03/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
07/13/1999 - 03/28/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/13/1999 - 03/28/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
10/09/1997 - 01/16/1998
WILLIAM SCOTT & CO. L.L.C. (UNION NJ)
NY
10/25/1996 - 10/01/1997
RAS SECURITIES CORP. (NEW YORK NY)
NY
03/09/1995 - 10/31/1996
FIRST HANOVER SECURITIES, INC. (STATEN ISLAND NY)
CA
03/09/1995 - 06/08/1995
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
BC
Issued 11/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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