Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Vogel is a financial professional with DFA Securities LLC. James is a registered representative in Texas and has been in the financial industry since June 28, 2020. Prior to joining DFA Securities, James was associated with AXA Advisors, LLC in San Antonio, Texas. James holds the Series 7, Series 63, and SIE licenses. James is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/24/2020 - Present
DFA Securities LLC (AUSTIN TX)
TX
02/12/2019 - 07/09/2019
AXA ADVISORS, LLC (SAN ANTONIO TX)
BC
Issued 07/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/18/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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