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James Edward Van raalte

Virtu Americas LLC

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About James Edward Van raalte

James Van Raalte is a securities professional with over 20 years of experience in the financial services industry. Currently, James is a registered representative with Virtu Americas LLC, a leading provider of electronic market making and execution services. Prior to joining Virtu, James held positions at Virtu ITG LLC, Salomon Smith Barney Inc., Worldco, L.L.C., and ABN AMRO Incorporated. James is a licensed Series 7, Series 55, and Series 63 securities representative.

Firm Information

James Van raalte is currently registered with Virtu Americas LLC. Virtu Americas LLC is a Limited Liability Company formed in February 2009 and approved in all 50 states and the District of Columbia. The firm has been registered with the SEC and has a total of 53 regulatory and civil event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Van raalte’s Registration & Firm History

NY

06/01/2020 - Present

Virtu Americas LLC (New York NY)

NY

06/16/2004 - 06/01/2020

VIRTU ITG LLC (NEW YORK NY)

NY

05/15/2000 - 11/08/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

09/02/1998 - 05/01/2000

WORLDCO, L.L.C. (NEW YORK NY)

CT

11/30/1994 - 05/04/1998

ABN AMRO INCORPORATED (STAMFORD CT)

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Licenses & Designations

BC

Issued 10/05/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2004

Series 7 - General Securities Representative Examination

BC

Issued 09/16/1999

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Edward Van raalte.
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