Unclaimed
James Edward Tymeck is a registered representative with BMO Capital Markets Corp. James has over 29 years of experience in the securities industry. James has been registered with BMO Capital Markets Corp. since 2018. Previously, James was registered with KGS-ALPHA CAPITAL MARKETS, L.P., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SECURITIES LLC, and CITIGROUP GLOBAL MARKETS INC. James holds FINRA Series 3, 7, 24, and 63 licenses. James also holds the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
09/01/2018 - Present
BMO Capital Markets Corp. (New York NY)
NY
02/14/2011 - 09/01/2018
KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)
NY
11/01/2010 - 01/04/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/03/2010 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
09/01/1998 - 06/10/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/13/1992 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 08/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1997
Series 3 - National Commodity Futures Examination
BC
Issued 07/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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