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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Thom is a financial advisor with Edward Jones. James has been in the financial services industry since May 1991. James is licensed in 23 states. James has Series 7 and Series 63 licenses and has passed the SIE exam. James is also a registered investment advisor in Texas and Wisconsin. James provides financial planning, pension consulting, and portfolio management services. James specializes in working with individuals, businesses, corporations, partnerships, charitable organizations, and pension plans. James is committed to providing his clients with personalized financial advice. James is based in Sheboygan, Wisconsin, and has been with Edward Jones since 1994.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WI
03/10/1998 - Present
Edward Jones (SHEBOYGAN WI)
MN
05/02/1991 - 04/18/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/02/1991 - 04/18/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 05/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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