Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Sypher is a registered representative with MML Investors Services, LLC in Seattle, Washington. James has been in the industry since April 14, 1996. James is licensed in 53 states and territories, and has been active with MML Investors Services, LLC since May 2004. James is also registered as an investment adviser in Washington and Texas. James holds multiple industry licenses, including Series 6, 7, 24, 26, 63, and 65. James is a financial professional with extensive experience and knowledge of investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
WA
05/06/2004 - Present
MML Investors Services, LLC (SEATTLE WA)
MN
07/31/1997 - 03/12/2004
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
NY
02/01/1996 - 07/10/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 11/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 03/10/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/31/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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