Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Sullivan is a financial advisor with Vanguard Marketing Corp. in Scottsdale, Arizona. James is a Series 7, Series 63, and SIE licensed professional. James has been in the financial services industry since March 15, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
07/14/2023 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
09/26/2018 - 01/22/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 07/29/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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