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James Edward Sullivan

PFS Investments Inc.

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About James Edward Sullivan

James Edward Sullivan is a registered representative with PFS Investments Inc. James has been in the securities industry since October 2, 1994. James has a Series 63 license and holds Series 26 and Series 6 licenses, as well as the SIE exam. James is also registered as an Investment Advisor Representative in New York. James has worked for Primerica Financial Services and PFS Investments Inc. In addition to his work as an investment advisor representative, James also provides financial planning and other services. James specializes in investments and is registered in Alabama, California, Connecticut, Delaware, District of Columbia, Florida, Georgia, Maryland, Massachusetts, Michigan, Mississippi, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, and Virginia.

Firm Information

James Sullivan is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Sullivan’s Registration & Firm History

NY

08/03/2021 - Present

PFS Investments Inc. (BROOKLYN NY)

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Licenses & Designations

BC

Issued 09/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/09/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Edward Sullivan.
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