Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Steiger has been working in the financial industry since December 26, 1992. James is currently registered with Centaurus Financial, Inc. and is based in the Germantown, Tennessee branch office. James is licensed to provide investment advice in Arkansas, Florida, Mississippi, Oklahoma, South Carolina, Tennessee, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
10/04/2021 - Present
Centaurus Financial, Inc. (Germantown TN)
TN
05/17/2016 - 09/19/2018
INSTITUTIONAL SECURITIES CORPORATION (Memphis TN)
TN
06/05/2001 - 05/16/2016
CALTON & ASSOCIATES, INC. (ARLINGTON TN)
TN
12/16/1999 - 06/06/2001
PFIC SECURITIES CORPORATION (FRANKLIN TN)
WI
03/29/1999 - 12/13/1999
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
02/13/1998 - 02/05/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
02/05/1998 - 02/05/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
TX
10/16/1996 - 12/23/1997
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
AL
06/09/1994 - 10/02/1996
PROEQUITIES, INC. (BIRMINGHAM AL)
NA
07/07/1993 - 06/14/1994
FINANCIAL SERVICES INVESTMENT AFFILIATE, INC.
TN
01/26/1993 - 05/19/1993
DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)
AR
05/22/1992 - 11/24/1992
POWELL & SATTERFIELD, INC. (LITTLE ROCK AR)
IA
Issued 06/30/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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