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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Stefanoff is a financial advisor with Ameriprise Financial Services, LLC. James Edward Stefanoff has been in the financial services industry since 2000 and has been with Ameriprise since 2011. James Edward Stefanoff has a broad range of experience in the financial services industry, having worked with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY DW INC., and UBS PAINEWEBBER INC. Ameriprise Financial Services, LLC provides financial advice and services to individuals, families, businesses, and institutions. Ameriprise has over 10,000 financial advisors nationwide. The firm manages over $1 billion to $10 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
09/26/2011 - Present
Ameriprise Financial Services, LLC (DAYTON OH)
OH
12/17/2004 - 09/30/2011
LPL FINANCIAL LLC (CENTERVILLE OH)
NY
08/05/2002 - 12/06/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/14/2000 - 07/24/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
07/14/2000 - 08/07/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 08/04/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/20/2005
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 07/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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