Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Sims is a financial professional with over 28 years of experience in the financial services industry. James has a strong track record of success in providing financial advice and investment management services to individuals, families, and businesses. He currently works as a Registered Representative with Ameriprise Financial Services, LLC in Chattanooga, Tennessee. James specializes in portfolio management, financial planning, and retirement planning. He is committed to providing personalized financial advice and investment solutions that meet the unique needs of his clients. Prior to joining Ameriprise, James worked at IDS LIFE INSURANCE COMPANY. James holds a Series 63, Series 66, and Series 7 license, as well as the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
03/13/2023 - Present
Ameriprise Financial Services, LLC (Chattanooga TN)
MN
11/03/1994 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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