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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sicilian is a financial advisor associated with Cetera Investment Advisers LLC. James has been in the financial services industry since 2000. James has a series of certifications, including Series 7, Series 55, and Series 63, and holds state registrations in Florida and New York. James has previously been registered with multiple firms including SA Stone Wealth Management Inc. and Quest Capital Strategies, Inc. James is a dedicated and experienced financial advisor, offering a range of services to individuals, businesses, and institutions.
BAYSIDE, NY
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/12/2021 - Present
Cetera Investment Advisers LLC (BAYSIDE NY)
NY
12/06/2019 - 07/23/2020
SA STONE WEALTH MANAGEMENT INC. (BAYSIDE NY)
CA
04/20/2004 - 12/06/2019
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
07/09/2001 - 09/13/2002
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
07/27/1998 - 11/15/1999
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
02/06/1998 - 05/04/1998
ON-SITE TRADING, INC. (GREAT NECK NY)
NY
08/28/1997 - 12/10/1997
VISTA SECURITIES INC. (GARDEN CITY NY)
NY
07/18/1997 - 10/01/1997
TASIN & COMPANY, INC. (HAUPPAUGE NY)
MI
08/21/1995 - 11/02/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
01/31/1995 - 08/03/1995
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NY
12/23/1994 - 01/26/1995
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
NA
08/12/1994 - 12/23/1994
SOUTH RICHMOND SECURITIES, INC.
BC
Issued 8/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 8/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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