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James Edward Sexton

TP Icap Global Markets Americas LLC

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About James Edward Sexton

James Sexton is a financial professional with over 35 years of experience in the industry. Sexton is currently registered with TP Icap Global Markets Americas LLC in Boca Raton, Florida. Prior to his current role, Sexton held positions with a number of firms including Tullett Prebon Financial Services LLC, Chapdelaine Tullett Prebon, LLC, Municipal Partners, LLC, Cantor Fitzgerald Partners, Cantor Fitzgerald & Co., Municipal Partners Inc. and J.J. Kenny Drake, Inc.. Sexton holds Series 52 and Securities Industry Essentials (SIE) licenses.

Firm Information

James Sexton is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Sexton’s Registration & Firm History

FL

06/30/2023 - Present

TP Icap Global Markets Americas LLC (BOCA RATON FL)

FL

06/01/2012 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (BOCA RATON FL)

FL

08/21/2007 - 06/01/2012

CHAPDELAINE TULLETT PREBON, LLC (BOCA RATON FL)

NY

06/17/2002 - 08/15/2007

MUNICIPAL PARTNERS, LLC (NEW YORK NY)

NY

07/24/2000 - 08/08/2002

CANTOR FITZGERALD PARTNERS (NEW YORK NY)

NY

11/22/2000 - 07/31/2001

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

05/15/1991 - 07/24/2000

MUNICIPAL PARTNERS INC. (NEW YORK NY)

NY

04/24/1989 - 03/28/1991

J.J. KENNY DRAKE, INC. (NEW YORK NY)

NY

06/17/1988 - 04/24/1989

CLIFFORD DRAKE & COMPANY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/1988

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Edward Sexton.
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