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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Schwalbe is a financial advisor with Eagle Strategies LLC. James has been in the securities industry since 1997 and has experience with both broker-dealer and investment advisor firms. James has worked for firms like Pruco Securities, LLC, Share Financial Services, Inc., and Sterne, Agee & Leach, Inc., among others. James holds several licenses including Series 7, Series 63, and Series 66 and has the General Securities Principal Examination. James also holds a Series 24. James offers financial planning, portfolio management for individuals, and portfolio management for businesses and has experience working with high-net-worth individuals, corporations, and charitable organizations. James is registered with the state of Texas. James is also a licensed insurance broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
05/08/2019 - Present
Eagle Strategies LLC (DALLAS TX)
TX
06/16/2017 - 03/18/2019
PRUCO SECURITIES, LLC. (IRVING TX)
TX
04/26/2016 - 06/05/2017
SHARE FINANCIAL SERVICES, INC. (DALLAS TX)
TX
10/16/2014 - 02/16/2015
ESPOSITO SECURITIES, LLC (DALLAS TX)
TX
12/03/2013 - 09/24/2014
COMERICA SECURITIES (DALLAS TX)
TX
07/22/2013 - 11/27/2013
EDWARD JONES (PLANO TX)
TX
06/22/2011 - 06/12/2013
STERNE, AGEE & LEACH, INC. (DALLAS TX)
IL
07/05/2006 - 06/06/2011
BARCLAYS CAPITAL INC. (CHICAGO IL)
NY
01/22/2001 - 06/30/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/01/1996 - 01/04/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
05/14/1996 - 10/01/1996
GOLDMAN SACHS MONEY MARKETS, L.P.
BOTH
Issued 08/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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