Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edward Schmalz is a registered representative with Fifth Third Securities, Inc. James has been in the securities industry for over 10 years and has experience in providing financial planning and portfolio management services to individuals, businesses and high net worth individuals. James has a strong track record of helping clients achieve their financial goals. James is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
06/14/2013 - Present
Fifth Third Securities, Inc. (LOS ANGELES CA)
BC
Issued 07/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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